Securities Arbitration - Law Offices of Bruce E. Baldinger



Securities Arbitration is how most disputes between customers and financial institutions are resolved. Though often perceived to be an informal arbitration process, they are actually highly specialized proceedings that often last days or weeks, and require a level of expertise gained only through years of experience.

Our areas of securities arbitration include:

  • Breach of Fiduciary Duty
  • Unsuitability
  • Excessive Activity
  • Over-Concentration
  • Supervision
  • Unauthorized Trading
  • Mutual Fund Fraud
  • Margin Trading
  • Misrepresentations & Omissions
  • Private Placements
  • Asset Allocation
  • Ponzi and Pyramid Schemes
  • Employee Stock Options
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